Alexis Nicole Lombardo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → Present
  Ubs Financial Services Inc
  Weehawken, NJ
• 06/2022 → 08/2022
  Ubs
  Weekhawkin, NJ
• 09/2021 → 06/2022
  University Of Maryland
  College Park, MD
• 06/2021 → 08/2021
  Ubs
  Ny, NY
• 08/2019 → 05/2020
  University Of Maryland
  College Park, NJ
• 06/2020 → 08/2020
  Ubs
  Ny, NY
• 03/2020 → 05/2020
  Arbonne
  Irvine, NJ
• 01/2018 → 08/2019
  Small Cakes
  Montclair, NJ
• 08/2020 → 05/2021
  University Of Maryland
  College Park, NJ
• 08/2022 → 05/2023
  University Of Maryland
  College Park, NJ
• 09/2014 → 06/2019
  West Essex High School
  North Caldwell, NJ

Exams

• S66 Uniform Combined State Law Examination
  2023-11-13

Other Names

• Alexis Lombardo