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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
KS RA APPROVED 2021-05-11
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • KS RA
    APPROVED
    Since 2021-05-11

Branch Locations

40 Corporate Woods Building 9401 Indian Creek Parkway, Suite 1100, Overland Park, KS 66210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Overland Park KS 06/2020 Present
N/A N/A KS 03/2020 06/2020
Rsds, Llc Overland Park KS 09/2019 03/2020
Self Employed Olathe KS 07/2019 09/2019
Chain Of Trust Technologies, Llc Kansas City KS 01/2018 07/2019
University Of Missouri-Kansas City Kansas City KS 08/2017 06/2018
Tasty Expo, Llc Leawood KS 07/2017 05/2018
N/A N/A KS 01/2017 07/2017
Sterneck Capital Management Kansas City KS 09/2016 02/2017
University Of Missouri-Kansas City Kansas City MO 08/2014 12/2016
  • 06/2020 → Present
    Stifel
    Overland Park, KS
  • 03/2020 → 06/2020
    N/A
    N/A, KS
  • 09/2019 → 03/2020
    Rsds, Llc
    Overland Park, KS
  • 07/2019 → 09/2019
    Self Employed
    Olathe, KS
  • 01/2018 → 07/2019
    Chain Of Trust Technologies, Llc
    Kansas City, KS
  • 08/2017 → 06/2018
    University Of Missouri-Kansas City
    Kansas City, KS
  • 07/2017 → 05/2018
    Tasty Expo, Llc
    Leawood, KS
  • 01/2017 → 07/2017
    N/A
    N/A, KS
  • 09/2016 → 02/2017
    Sterneck Capital Management
    Kansas City, KS
  • 08/2014 → 12/2016
    University Of Missouri-Kansas City
    Kansas City, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-10
  • S66 Uniform Combined State Law Examination
    2021-05-10
Designations

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