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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
| KY | RA | APPROVED | 2024-09-09 |
Branch Locations
4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mccracken County High School | Paducah | KY | 01/2014 | 05/2018 |
| Union Universty | Jaskcon | TN | 08/2018 | 05/2020 |
| Baird | Paducah | KY | 05/2020 | 08/2020 |
| Murray State University | Murray | KY | 08/2020 | 12/2022 |
| Baird | Paducah | KY | 05/2021 | 08/2021 |
| Baird | Paducah | KY | 05/2022 | 08/2022 |
| Baird | Paducah | KY | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-24 |
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