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Nicolas M Spinelli

Sage, Rutty & Co., Inc.

Rochester, NY

Rochester, NY

Rochester, NY

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Current Employers
Sage, Rutty & Co., Inc.

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-30
NY RA APPROVED 2025-10-29
  • FL RA
    APPROVED
    Since 2025-10-30
  • NY RA
    APPROVED
    Since 2025-10-29

Branch Locations

100 Corporate Woods Suite 300, Rochester, NY 14623 • UNITED STATES

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Asset Management Llc New York NY 08/2020 10/2022
Lazard Asset Management Securities Llc New York NY 08/2020 10/2022
Penn State University State College PA 06/2016 05/2020
Inn On Broadway Rochester NY 04/2020 08/2020
Alliance Advisory Group Rochester NY 07/2020 08/2020
Psecu State College PA 10/2019 03/2020
Acdm Partners Pittsford NY 07/2019 08/2019
Rochester Wealth Management Group Rochester NY 05/2019 08/2019
Mendon Village Garden Store And Nursery Mendon NY 05/2018 07/2018
Morgan Stanley New York NY 10/2022 07/2025
Sage, Rutty & Company, Inc. Rochester NY 10/2025 Present
  • 08/2020 → 10/2022
    Lazard Asset Management Llc
    New York, NY
  • 08/2020 → 10/2022
    Lazard Asset Management Securities Llc
    New York, NY
  • 06/2016 → 05/2020
    Penn State University
    State College, PA
  • 04/2020 → 08/2020
    Inn On Broadway
    Rochester, NY
  • 07/2020 → 08/2020
    Alliance Advisory Group
    Rochester, NY
  • 10/2019 → 03/2020
    Psecu
    State College, PA
  • 07/2019 → 08/2019
    Acdm Partners
    Pittsford, NY
  • 05/2019 → 08/2019
    Rochester Wealth Management Group
    Rochester, NY
  • 05/2018 → 07/2018
    Mendon Village Garden Store And Nursery
    Mendon, NY
  • 10/2022 → 07/2025
    Morgan Stanley
    New York, NY
  • 10/2025 → Present
    Sage, Rutty & Company, Inc.
    Rochester, NY
Previous Registrations
Other Businesses

Solstice Growth: Co-Owner and Partner, 06/2025- Present, Non-investment related, No time devoted during security trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-18
  • S66 Uniform Combined State Law Examination
    2023-03-18
Other Names
  • Nick Michael Spinelli
  • Nicolas Spinelli

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.
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Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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