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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-08-06 |
Branch Locations
3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Louisville | KY | 06/2020 | 08/2020 |
| Ubs Financial Services Inc. | Weehawken | NJ | 06/2021 | 08/2021 |
| Ubs Financial Services Inc. | Atlanta | GA | 08/2022 | Present |
| University Of Georgia | Athens | GA | 08/2018 | 05/2022 |
| Sacred Heart Academy | Louisville | KY | 08/2012 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-19 |
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