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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-08-06
  • GA RA
    APPROVED
    Since 2025-08-06

Branch Locations

Atlanta, GA • United States

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Louisville KY 06/2020 08/2020
Ubs Financial Services Inc. Weehawken NJ 06/2021 08/2021
Ubs Financial Services Inc. Atlanta GA 08/2022 Present
University Of Georgia Athens GA 08/2018 05/2022
Sacred Heart Academy Louisville KY 08/2012 05/2018
  • 06/2020 → 08/2020
    Baird
    Louisville, KY
  • 06/2021 → 08/2021
    Weehawken, NJ
  • 08/2022 → Present
    Atlanta, GA
  • 08/2018 → 05/2022
    University Of Georgia
    Athens, GA
  • 08/2012 → 05/2018
    Sacred Heart Academy
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19
Other Names
  • Hayley E Byrne

View on SEC IAPD

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