Fred Kent Brockman

Employer firm

Capital Advisor Network CRD 297578

$124M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1990 → Present
  Brockman Realty/Auction
  Jasper, IN
• 07/2020 → Present
  Capital Advisor Network, Llc
  Lafayette, IN
• 07/2020 → 12/2023
  Center Street Securities, Inc.
  Nashville, TN
• 12/2023 → Present
  Estate Wealth Advisors, Llc
  Jasper, IN

Previous Registrations

• 2020-07-31 → 2025-12-31
  Capital Advisor Network
  Jasper, IN
  Lafayette, IN
  Jasper, IN
• 2023-12-15 → 2023-12-20
  Family Wealth Planning Partners
  Louisville, KY

Other Businesses

1. Brockman Realty/Auction; not investment related; 2123 Newton St, Suite B, Jasper, In 47546; Start Date 1990; Brockman provides real estates sales, education and Auctions. Brockman also buys home for resale. Brockman works 6-8 hours a during the week after trading hours for compensation. 2. Insurance Agent- Various Carriers. Not investment related. Time spent = 30 HRS/MO during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-05-13
• S65 Uniform Investment Adviser Law Examination
  2019-08-17

Other Names

• Fred Brockman