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925 Mezzanine Drive Suite C, Lafayette, IN 47905 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-01-06 |
Branch Locations
925 Mezzanine Drive Suite C, Lafayette, IN 47905 • United States
69 Us 231 South, Jasper, IN 47546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brockman Realty/Auction | Jasper | IN | 01/1990 | Present |
| Capital Advisor Network, Llc | Lafayette | IN | 07/2020 | Present |
| Center Street Securities, Inc. | Nashville | TN | 07/2020 | 12/2023 |
| Estate Wealth Advisors, Llc | Jasper | IN | 12/2023 | Present |
1. Brockman Realty/Auction; not investment related; 2123 Newton St, Suite B, Jasper, In 47546; Start Date 1990; Brockman provides real estates sales, education and Auctions. Brockman also buys home for resale. Brockman works 6-8 hours a during the week after trading hours for compensation. 2. Insurance Agent- Various Carriers. Not investment related. Time spent = 30 HRS/MO during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-05-13 |
| S65 | Uniform Investment Adviser Law Examination | 2019-08-17 |
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