Travis John Hudak

Employer firm

Premier Investment Management, LLC CRD 318217

$7.00M regulatory AUM 40 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Premier Investment Management, Llc

Humacao, PR • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2022-03-14

UT RA
APPROVED

Since 2022-03-14

Branch Locations

Humacao, PR • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation Yes
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Legacy Planning Group, Llc	Draper	UT	02/2008	12/2018
H. Beck, Inc.	Draper	UT	03/2008	06/2018
Lone Peak Capital Management, Llc	Draper	UT	01/2017	12/2019
Lone Peak Advisors	Draper	UT	06/2018	Present
Transitional Advisor	Draper	UT	05/2019	Present

02/2008 → 12/2018

Legacy Planning Group, Llc

Draper, UT
03/2008 → 06/2018

H. Beck, Inc.

Draper, UT
01/2017 → 12/2019

Lone Peak Capital Management, Llc

Draper, UT
06/2018 → Present

Lone Peak Advisors

Draper, UT
05/2019 → Present

Transitional Advisor

Draper, UT

Previous Registrations

2018-12-20 → 2021-11-15

Lone Peak Advisers

Draper, UT
2017-01-30 → 2021-03-23

Lone Peak Capital Management, Llc

Midvale, UT

Draper, UT
2008-02-27 → 2018-12-19

Legacy Planning Group

Draper, UT
2003-10-27 → 2007-12-10

Investment Management Corporation

Salt Lake City, UT

Salt Lake City, UT

Bountiful, UT

Salt Lake City, UT
2002-08-20 → 2003-11-11

Eagle Gate Securities, Inc.

Salt Lake City, UT
1999-12-16 → 2002-08-14

Ubs Financial Services Inc.

Salt Lake City, UT

Other Businesses

Premier Life Insurance Services, LLC POSITION: MANAGING MEMBER. NATURE: Life Insurance sales. INVESTMENT RELATED: YES. NUMBER OF HOURS: 0. SECURITIES TRADING HOURS: 0. START DATE: 02/01/2022 ADDRESS: 1481 E Meadow Bluff Lane Draper, UT 84020 DESCRIPTION: Life and fixed insurance services Transitional Broker, LLC POSITION: PARTNER/MEMBER. NATURE: Broker-Dealer. INVESTMENT RELATED: YES. NUMBER OF HOURS: 0. INVESTMENT RELATED HOURS: 0. START DATE: 05/01/2020 ADDRESS: 11650 SOUTH STATE, SUITE 200, DRAPER, UT 84020 DESCRIPTION: Broker-Dealer

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-21
S63	Uniform Securities Agent State Law Examination	1998-10-20

S65 Uniform Investment Adviser Law Examination

1999-10-21
S63 Uniform Securities Agent State Law Examination

1998-10-20

View on SEC IAPD