Naimesh Shah

Current Employers

Employment History

• 05/2026 → Present
  Naimesh Shah
  Roselle, IL
• 09/2008 → Present
  Spectrum Consulting Inc
  Schaumburg, IL
• 08/2020 → 09/2025
  Avantax Investment Services, Inc.
  Schaumburg, IL
• 08/2020 → 09/2025
  Avantax Advisory Services
  Schaumburg, IL
• 08/2020 → 09/2025
  Avantax Insurance Agency, Llc
  Schaumburg, IL
• 01/2015 → Present
  Sk Tax Associates
  Schaumburg, IL
• 07/2012 → 01/2023
  Spectrum Real Estate Llc
  Schaumburg, IL
• 07/2012 → Present
  Spectrum Real Estate Llc
  Roselle, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-04-05 → 2025-09-05
  Avantax Advisory Services
  Schaumburg, IL
  Dallas, TX
  Schaumburg, IL

Other Businesses

1) Spectrum Consulting Inc 951 W Golf Road~Schaumburg~IL~60194~Other~Other~9/30/2008~70hrs~70hrs~Involve in estimating the effort of new iStore configuration project, configure the module, guide developers and support the live clients. 2) THE IT RESOURCES INC POSITION: Other NATURE: ~; Business provides the Information technology related consulting services in the area of Oracle ERP software module called iStore. Business takes small project or support services to clients to configure, customize and support iStore module. INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 09/30/2008 ADDRESS: 939 N Plum Grove Road, Suite F, SCHAUMBURG IL 60173, DESCRIPTION: ~; Involve in estimating the effort of new iStore configuration project, configure the module, guide developers and support the live clients. 3) SK TAX ASSOCIATES POSITION: Employee NATURE: ~; Prepare and file Business and personal tax returns for clients, payroll, accounting, sales tax return filing , IRS audit query responses etc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2015 ADDRESS: 939 N Plum Grove Road, Suite F, SCHAUMBURG IL 60173, DESCRIPTION: ~; - Interview and background check all employees, Resolve loan related issues for clients, Managing the business, Upgrade, support and maintain Company's IT related infrastructure. 4) PROTENTIAL INVESTMENTS, INC POSITION: Owner NATURE: This business will be reporting business of my income to IRS from my advisory services with Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 11/02/2021; 939 N Plum Grove Road, Unit F, SCHAUMBURG IL 60173, Compile all income, expense for advisory business with Avantax and list/report them to PROTENTIAL INVESTMENTS, INC for tax purpose to IRS. 5) SPECTRUM REAL ESTATE LLC POSITION: Other NATURE: ~; Business buys and rents out the rental property in the near by residential area. Business buys the property, fixes, upgrades and place them on rent and collects rent from tenant and looks after some maintenance issue. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/10/2012; 36 E Nerge Road, Roselle IL 60172, Work with realtor to find investment property, buy the property, hire the contractor and fixes/upgrade the property, list them for rent, find and lease with tenant, collect the rents and look after some maintenance issue. 6) MONEY IN A NUTSHELL , INC POSITION: Owner NATURE: This is just adding the DBA to my already approved OBA - Protential Investments, Inc. Using this name, I will be doing all of the same financial advisor activity which I am already doing. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 75 START DATE: 01/20/2023 ADDRESS: 939 N Plum Grove Road, Unit F, SCHAUMBURG IL 60173, United States DESCRIPTION: Offering investment options, setting up retirement plans, offering Life insurance and annuities, Opening advisory accounts etc. 7) SPECTRUM HEALTH CARE LLC POSITION: Owner NATURE: to invest into Home Health Care Company as a partner/investor INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2024 ADDRESS: 36 E Nerge Road, Roselle IL 60172, United States DESCRIPTION: Provide funding, mentoring. 8) NAME OF OTHER BUSINESS: NAIMESH SHAH INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 5/19/2026 POSITION/TITLE/RELATIONSHIP: REALTOR/BROKER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BUYING AND SELLING REAL ESTATE FOR CLIENT.

Exams

• S66 Uniform Combined State Law Examination
  2021-04-03

Other Names

• Naimesh Shah
• Naimesh V Shah