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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hockey Hut Training Center | Clifton Park | NY | 05/2015 | 05/2018 |
| Healthplex Fitness Center | Clifton Park | NY | 01/2016 | 01/2017 |
| Pacer Financial, Inc. | Malvern | PA | 12/2019 | 02/2022 |
| Saint Josephs University | Philadelphia | PA | 06/2018 | 11/2019 |
| Lpl Financial Llc | Albany | NY | 03/2022 | Present |
| Private Advisor Group, Llc | Albany | NY | 04/2022 | Present |
1)03/09/2022 - Dempsey and Drumm - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 03/24/2022 - Private Advisor Group - DBA: Dempsey & Drumm, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 3/2022 - 160 Hours Per Month/ 125 Hours During Securities Trading - I provide administrative support to PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity in 03/2022 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 03/24/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid -Start Date - 3/2022 - 160 Hours Per Month/ 125 Hours During Securities - I provide administrative support to PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity in 03/2022 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-28 |
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