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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
| WA | RA | APPROVED | 2023-11-03 |
Branch Locations
7139 W Deschutes Ave Ste 101, Kennewick, WA 99336 • United States
6 S 2Nd St Ste 722, Yakima, WA 98901 • United States
Kennewick, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial Inc | Anaheim | CA | 11/2012 | 10/2019 |
| Rbc Capital Markets, Llc. | Richland | WA | 10/2019 | 11/2023 |
| Ameriprise Financial Services, Llc | Kennewick | WA | 11/2023 | Present |
Independent Insurance Brokering; American Equity; 04/01/2012; Fixed Annuity. Business Ownership; PCP Real Estate Holdings, LLC; Co-owner; Real Estate; 7139 W Deschutes Ave, Suite 101, Kennewick, WA, 99336; Not Investment-Related; 08/28/2014; 1 to 9 hours per month; 0 during trading hours / Sullivan & Blodgett, Inc; Co-owner; Manage Ameriprise Business; 7139 W Deschutes Ave Ste 101, , Kennewick, WA, 99336; Investment-Related; 05/09/2006; 60 hours per month; 40 to 59 during trading hours. Outside Employment; Sullivan & Blodgett, Inc; Co-owner; Manage advisory business; 7139 W Deschutes Ave Ste 101, , Kennewick, WA, 99336; Investment-Related; 05/09/2006; 60 hours per month; 20 to 39 during trading hours. Other Business Activities; Hobby musician/rock band member; This activity has no formal organized legal entity. Occasional participation in various music groups/bands. At times compensation may be received for these activities.; 4612 S Neel St, , Kennewick, WA, 99337; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-27 |
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