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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-28
  • NC RA
    APPROVED
    Since 2026-05-28

Branch Locations

1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Raleigh NC 05/2026 Present
West Liberty University West Liberty WV 08/2015 08/2019
Douglas Berry Raleigh NC 05/2026 Present
Unemployed Columbus OH 06/2015 07/2019
J.P. Morgan Institutional Investments Inc. Columbus OH 08/2023 07/2024
Ohio Dominican University Columbus OH 08/2019 05/2021
Jpmorgan Distribution Services, Inc. Columbus OH 07/2022 08/2023
Matic Insurance Columbus OH 06/2021 06/2022
Bus Baseball Team Inc Columbus OH 02/2020 06/2021
Fidelity Investments Durham NC 07/2024 05/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2020 08/2021
J.P. Morgan Investment Management Inc. Columbus OH 08/2023 07/2024
Fidelity Investments Boston MA 03/2025 05/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2026 Present
  • 05/2026 → Present
    Raleigh, NC
  • 08/2015 → 08/2019
    West Liberty University
    West Liberty, WV
  • 05/2026 → Present
    Douglas Berry
    Raleigh, NC
  • 06/2015 → 07/2019
    Unemployed
    Columbus, OH
  • 08/2023 → 07/2024
    J.P. Morgan Institutional Investments Inc.
    Columbus, OH
  • 08/2019 → 05/2021
    Ohio Dominican University
    Columbus, OH
  • 07/2022 → 08/2023
    Jpmorgan Distribution Services, Inc.
    Columbus, OH
  • 06/2021 → 06/2022
    Matic Insurance
    Columbus, OH
  • 02/2020 → 06/2021
    Bus Baseball Team Inc
    Columbus, OH
  • 07/2024 → 05/2026
    Fidelity Investments
    Durham, NC
  • 08/2020 → 08/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2023 → 07/2024
    J.P. Morgan Investment Management Inc.
    Columbus, OH
  • 03/2025 → 05/2026
    Fidelity Investments
    Boston, MA
  • 06/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2025-03-31 → 2026-04-30
    Durham, NC
    Durham, NC
    Boston, MA
  • 2024-10-24 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-07
S63 Uniform Securities Agent State Law Examination 2022-10-07
  • S66 Uniform Combined State Law Examination
    2024-10-07
  • S63 Uniform Securities Agent State Law Examination
    2022-10-07
Other Names
  • Zahir L Hicks
  • Zahir L. Hicks
  • Zahir Hicks

View on SEC IAPD

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