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Carter Walters

Neuberger Berman Bd LLC

Chicago, IL

Wilmette, IL

CRD 7268954

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-27
  • IL RA
    APPROVED
    Since 2026-02-27

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Wilmette, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc Charlotte NC 06/2020 10/2021
Unc Chapel Hill Chapel Hill NC 06/2016 05/2020
Ridgemont Equity Partners Charlotte NC 11/2021 06/2025
Neuberger Berman Chicago IL 09/2025 Present
  • 06/2020 → 10/2021
    Wells Fargo Securities, Llc
    Charlotte, NC
  • 06/2016 → 05/2020
    Unc Chapel Hill
    Chapel Hill, NC
  • 11/2021 → 06/2025
    Ridgemont Equity Partners
    Charlotte, NC
  • 09/2025 → Present
    Neuberger Berman
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
S63 Uniform Securities Agent State Law Examination 2020-08-07
  • S66 Uniform Combined State Law Examination
    2026-02-27
  • S63 Uniform Securities Agent State Law Examination
    2020-08-07

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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