Carter D Sherman

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-09-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Equitable Advisors, Llc	New York	NY	07/2020	08/2022
Texas State University	San Marcos	TX	06/2016	01/2020
Board Co.	New Braunfels	TX	05/2019	12/2019
Pappadeaux Seafood Restaurant	San Antonio	TX	06/2018	01/2019
Texas Ski Ranch	New Braunfels	TX	12/2017	07/2018
La Torretta Lake Resort And Spa	Montgomery	TX	04/2017	06/2017
Hangar 9	The Woodlands	TX	10/2016	03/2017
Unemployed	Montgomery	TX	01/2020	07/2020
L A Torretta Lake Resort And Spa	Montgomery	TX	04/2016	09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	The Woodlands	TX	08/2022	Present

07/2020 → 08/2022

Equitable Advisors, Llc

New York, NY
06/2016 → 01/2020

Texas State University

San Marcos, TX
05/2019 → 12/2019

Board Co.

New Braunfels, TX
06/2018 → 01/2019

Pappadeaux Seafood Restaurant

San Antonio, TX
12/2017 → 07/2018

Texas Ski Ranch

New Braunfels, TX
04/2017 → 06/2017

La Torretta Lake Resort And Spa

Montgomery, TX
10/2016 → 03/2017

Hangar 9

The Woodlands, TX
01/2020 → 07/2020

Unemployed

Montgomery, TX
04/2016 → 09/2016

L A Torretta Lake Resort And Spa

Montgomery, TX
08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-29

Other Firms