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Sara Jane Mongno

Sargent Investment Group

Bethesda, MD

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Current Employers
Sargent Investment Group

4920 Elm Street Suite 305, Bethesda, MD 20814 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-01-13
  • MD RA
    APPROVED
    Since 2026-01-13

Branch Locations

4920 Elm Street Suite 305, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swarthmore College Swarthmore PA 08/2016 05/2020
Wells Fargo Securities Llc New York NY 06/2018 08/2018
Wells Fargo Securities Llc New York NY 06/2019 08/2019
Wells Fargo Securities Llc New York NY 06/2020 06/2024
Massachusetts Institute Of Technology Boston MA 05/2024 01/2025
Sargent Investment Group Bethesda MD 06/2025 Present
Unemployed Silver Spring MD 01/2025 06/2025
  • 08/2016 → 05/2020
    Swarthmore College
    Swarthmore, PA
  • 06/2018 → 08/2018
    Wells Fargo Securities Llc
    New York, NY
  • 06/2019 → 08/2019
    Wells Fargo Securities Llc
    New York, NY
  • 06/2020 → 06/2024
    Wells Fargo Securities Llc
    New York, NY
  • 05/2024 → 01/2025
    Massachusetts Institute Of Technology
    Boston, MA
  • 06/2025 → Present
    Sargent Investment Group
    Bethesda, MD
  • 01/2025 → 06/2025
    Unemployed
    Silver Spring, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-13
S63 Uniform Securities Agent State Law Examination 2020-08-07
  • S65 Uniform Investment Adviser Law Examination
    2026-01-13
  • S63 Uniform Securities Agent State Law Examination
    2020-08-07
Other Names
  • Sara Mongno

View on SEC IAPD

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Other Offices

LGG FINANCIAL · BETHESDA, MD
BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD
GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD
NOORDZEE CAPITAL LLC · BETHESDA, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD
HIGHTOWER ADVISORS, LLC · BETHESDA, MD
GOLDEN WEALTH STRATEGIES · Bethesda, MD

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