Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-28 |
| GA | RA | APPROVED | 2021-01-26 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Capital Management | Atlanta | GA | 04/2020 | Present |
| Agsouth Farm Credit | Madison | GA | 05/2019 | 04/2020 |
| W Advisors | Atlanta | GA | 01/2019 | 05/2019 |
| Btg Pactual Timberland Investment Group | Atlanta | GA | 09/2013 | 07/2018 |
| Unemployed / Non Compete | Atlanta | GA | 07/2018 | 01/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-24 |
Reach out to this advisor