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Mia Raquel Orendain Baeza

Fisher Investments

Plano, TX

Plano, TX

CRD 7268649

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-02
  • TX RA
    APPROVED
    Since 2020-09-02

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Codilis & Associates Clayton MO 10/2013 07/2017
Mr Cooper (Formerly Nationstar) Dallas TX 09/2017 03/2018
Fisher Investments Plano TX 06/2020 Present
Fisher Investments Plano TX 03/2018 06/2020
  • 10/2013 → 07/2017
    Codilis & Associates
    Clayton, MO
  • 09/2017 → 03/2018
    Mr Cooper (Formerly Nationstar)
    Dallas, TX
  • 06/2020 → Present
    Fisher Investments
    Plano, TX
  • 03/2018 → 06/2020
    Fisher Investments
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-02
  • S65 Uniform Investment Adviser Law Examination
    2020-09-02
Other Names
  • Mia Baeza

View on SEC IAPD

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