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Current Employers
Gladstone Wealth Partners

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
NY RA APPROVED 2021-03-23
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • NY RA
    APPROVED
    Since 2021-03-23

Branch Locations

105 Maxess Road Suite 314, Melville, NY 11747 • United States

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Setauket NY 10/2009 04/2017
Lpl Financial Llc Melville NY 04/2017 Present
Gladstone Wealth Partners Melville NY 04/2017 Present
Previous Registrations
  • 2009-10-23 → 2017-05-01
    East Setauket, NY
    Port Jefferson, NY
    Riverhead, NY
    Melville, NY
    Port Jefferson, NY
    Riverhead, NY
    East Setauket, NY
    Melville, NY
    Melville, NY
    Melville, NY
  • 2006-08-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Riverhead, NY
    Port Jefferson, NY
    East Setauket, NY
    Melville, NY
  • 2006-01-03 → 2006-06-05
    Morgan Stanley Dw Inc.
    Riverhead, NY
    Riverhead, NY
Other Businesses

1) 4/28/17- The Choice Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Melville, NY- 100%. 2) 5/10/2017 - Gladstone Institutional Advisory, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/17/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Gladstone Institutional Advisory an independent investment advisor firm. I started this business activity in March, 2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 6/13/2017 - GLADSTONE INSTITUTIONAL ADVISORY LLC - DBA: (Hybrid) The Choice Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 3/17/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Gladstone Institutional Advisory an independent investment advisor firm. I started this business activity in March, 2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 04/2017 - LPL Financial - broker-dealer registered representative - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading. 5) 04/16/2024 - Bryce Wilinski, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Start Date 08/17/2018 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-09
  • S66 Uniform Combined State Law Examination
    2005-03-09

View on SEC IAPD

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