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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-13
TX RA APPROVED 2025-10-13
  • IL RA
    APPROVED
    Since 2025-10-13
  • TX RA
    APPROVED
    Since 2025-10-13

Branch Locations

33 W Chicago Ave, Chicago, IL 60606 • United States

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 06/2020 10/2025
United Airlines Chicago IL 05/2017 07/2018
United Airlines Chicago IL 03/2016 05/2017
Employment Break 3 Chicago IL 07/2018 06/2020
Uber Chicago IL 10/2017 03/2019
Bank Of America, N.A. Chicago IL 11/2020 10/2025
Wells Fargo Clearing Services, Llc Chicago IL 10/2025 Present
Previous Registrations
Other Businesses

I*, 2114323 Entity Type: Entity Charitable Name of OBA: Sneakers to Scrubs Address: Chicago, IL 60637 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/03/2024 Hours: 2hrs per month Hours during trading: 0 Duties: Advisory Board Member - Helping forward the mission of the organization to help increase the number of you men of color in the medical field. I*: 2196265 Entity Type: Charitable Name of OBA: Pulse of Perseverance Address: Chicago, IL 60653 Investment Related: No Position, Title, Association: Board member Employee Start Date: 02/10/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Pulse of Perseverance is a non-profit organization whose mission is to empower and inspire underrepresented youth by giving them tangible resources for success. Connecting mentees with mentors who look like them in STEM, finance, entrepreneurship, and law. I*: 2196266 Entity Type: Charitable Name of OBA: CharitableSIMPLE GOOD Address: Chicago, IL 60607 Investment Related: No Position, Title, Association: Board member Employee Start Date: 02/17/2025 Number of Hours: 8 hrs annually Number of Hours during trading: 0 Duties: The Simple Good's mission is to connect the meaning of good from around the world to empower youth to become positive activists through art and discussion. Through mindfulness and social emotional learning (SEL) based art programming and public art projects. As a board member I will help connect the origination to opportunities for activities. I*: 2196267 Entity Type: Charitable Name of OBA: Project Love Chicago Address: Chicago IL 60615 Investment Related: No Position, Title, Association: Board member Employee Start Date: 02/17/2025 Number of Hours: 8 hrs annually Number of Hours during trading: 0 Duties: Project LOVE Chicago strives to break the cycle of poverty decrease violent crimes and increase youth academic outcomes. We do this by providing academic athletic and professional resources to vulnerable populations throughout the Chicago area. As a board member I will be helping make connections and introductions. I*: 2165271 Entity Type: Charitable Name of OBA: C.H.A.M.P.S. Male Mentoring Program Address: Chicago, Il 60619 Investment Related: No Position, Title, Association: Board member Employee Start Date: 02/10/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: The mission of the C.H.A.M.P.S. Male Mentoring Program is to educate, and empower young men beyond the four walls of the school in order to help them to achieve their dreams and goals. C.H.A.M.P.S. Male Mentoring Program envisions a safe-environment for every young man by developing their mindsets through culturally relevant conversations and interactions that will help them develop the skills and habits necessary to navigate life in a positive and productive way. I will be helping to guide the organization through and expansion and growth phase.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-08
  • S66 Uniform Combined State Law Examination
    2020-12-08

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