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Carson Gray Waddell

LPl Financial LLC

Brevard, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-08-16
  • NC RA
    APPROVED
    Since 2021-08-16

Branch Locations

30 Green Acre Ave, Brevard, NC 28712-3204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Tennessee At Chattanooga Chattanooga TN 08/2014 08/2017
Bright Woodworks Hendersonville NC 06/2018 04/2019
Brevard College Brevard NC 08/2019 05/2021
Unemployed Brevard NC 04/2019 08/2019
Ty Hendrix Investment Management Brevard NC 06/2020 08/2020
Lpl Financial Brevard NC 06/2021 Present
Unemployed Brevard NC 08/2017 06/2018
  • 08/2014 → 08/2017
    University Of Tennessee At Chattanooga
    Chattanooga, TN
  • 06/2018 → 04/2019
    Bright Woodworks
    Hendersonville, NC
  • 08/2019 → 05/2021
    Brevard College
    Brevard, NC
  • 04/2019 → 08/2019
    Unemployed
    Brevard, NC
  • 06/2020 → 08/2020
    Ty Hendrix Investment Management
    Brevard, NC
  • 06/2021 → Present
    Lpl Financial
    Brevard, NC
  • 08/2017 → 06/2018
    Unemployed
    Brevard, NC
Other Businesses

1)06/23/2021 - Ty Hendrix Investment Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-13
  • S66 Uniform Combined State Law Examination
    2021-08-13
Other Names
  • Carson Waddell

View on SEC IAPD

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