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Lindsay La Fleur

Ll Financial Services, LLC

Ossining, NY

CRD 4900682

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Employer firm

Ll Financial Services, LLC CRD 284517

$35.8M regulatory AUM 15 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • INVESTMENT CONSULTING SERVICES PROVIDED IN CONNECTION WITH FINANCIAL PLANNING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Ll Financial Services, Llc

Ossining, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-01
  • NY RA
    APPROVED
    Since 2021-06-01

Branch Locations

Ossining, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ll Financial Services Llc Ossining NY 12/2016 Present
Ll Financial Services Llc Ossining NY 05/2016 12/2016
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-05-09
  • S63 Uniform Securities Agent State Law Examination
    2006-05-09
Other Names
  • Linday E Blau
  • Lindsay Ellyn Blau

View on SEC IAPD

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