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Thomas Harold Clifton

Osaic Wealth, Inc.

Overland Park, KS

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-01-19
MO RA APPROVED 2024-01-19
  • KS RA
    APPROVED
    Since 2024-01-19
  • MO RA
    APPROVED
    Since 2024-01-19

Branch Locations

11900 College Blvd Ste 320, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 07/2020 04/2021
Full Time Student Baldwin City KS 08/2019 07/2020
The Ridgcrest Group Westwood KS 05/2019 08/2019
Highland Springs Springfield MO 05/2018 08/2018
Walmart Mountain Grove MO 05/2017 08/2017
Smoothie King Waxahachie TX 10/2016 05/2017
Ivy Distributors, Inc Shawnee Mission KS 03/2021 06/2022
Hadel Financial Solutions Overland Park KS 08/2022 Present
Woodbury Financial Services Inc Overland Park KS 08/2022 01/2024
Unemployed Kansas City MO 06/2022 08/2022
Unemployed Mountain Grove MO 01/2013 10/2016
Full Time Student Baldwin City KS 08/2017 05/2018
Full Time Student Baldwin City KS 08/2018 05/2019
Lpl Financial Llc Overland Park KS 01/2023 02/2023
Sp+ Gameday Sandy UT 04/2023 Present
Osaic Wealth, Inc. Overland Park KS 01/2024 Present
  • 07/2020 → 04/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 08/2019 → 07/2020
    Full Time Student
    Baldwin City, KS
  • 05/2019 → 08/2019
    The Ridgcrest Group
    Westwood, KS
  • 05/2018 → 08/2018
    Highland Springs
    Springfield, MO
  • 05/2017 → 08/2017
    Walmart
    Mountain Grove, MO
  • 10/2016 → 05/2017
    Smoothie King
    Waxahachie, TX
  • 03/2021 → 06/2022
    Ivy Distributors, Inc
    Shawnee Mission, KS
  • 08/2022 → Present
    Hadel Financial Solutions
    Overland Park, KS
  • 08/2022 → 01/2024
    Woodbury Financial Services Inc
    Overland Park, KS
  • 06/2022 → 08/2022
    Unemployed
    Kansas City, MO
  • 01/2013 → 10/2016
    Unemployed
    Mountain Grove, MO
  • 08/2017 → 05/2018
    Full Time Student
    Baldwin City, KS
  • 08/2018 → 05/2019
    Full Time Student
    Baldwin City, KS
  • 01/2023 → 02/2023
    Overland Park, KS
  • 04/2023 → Present
    Sp+ Gameday
    Sandy, UT
  • 01/2024 → Present
    Overland Park, KS
Previous Registrations
  • 2023-02-21 → 2024-01-19
    Woodbury Financial Services, Inc.
    Overland Park, KS
  • 2023-01-25 → 2023-02-14
    Overland Park, KS
    San Diego, CA
    Overland Park, KS
Other Businesses

1) HADEL FINANCIAL SOLUTIONS POSITION: Associate Wealth Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/22/2022 ADDRESS: 11900 College Blvd Suite 320, Overland Park KS 66210, United States DESCRIPTION: Provide administrative support to the reps in the office in processing business requests.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-12
  • S66 Uniform Combined State Law Examination
    2023-01-12

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