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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2014-04-21 |
| TX | RA | APPROVED | 2014-04-21 |
Branch Locations
175 Harmony Park Ste A, Hot Springs, AR 71913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hot Springs | AR | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hot Springs | AR | 11/2016 | Present |
OLIVER QUARTER HORSES (SOLE PROPRIETOR) NOT INVESTMENT RELATED; PRESCOTT, AR; OWNER; START DATE 7/16/2008; 9 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES - RAISE AND FEED HORSES BEFORE SENDING TO TRAINER FOR SALES PREP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-20 |
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