Thomas Enrico Giordano

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-18
TX	RA	APPROVED	2025-08-17

FL RA
APPROVED

Since 2025-08-18
TX RA
APPROVED

Since 2025-08-17

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	New York	NY	07/2020	Present
Jpmorgan Chase Bank Na	New York	NY	07/2020	Present
Jpmorgan Chase	New York	NY	05/2019	08/2019
Btg Pactual	Sao Paulo		05/2018	08/2018
Btg Pactual	Sao Paulo		05/2017	07/2017
Purdue University	West Lafayette	IN	08/2016	05/2020
Purdue University	West Lafayette	IN	01/2017	10/2017
Unemployed	West Lafayette	IN	06/2020	06/2020

07/2020 → Present

Jpmorgan Securities Llc

New York, NY
07/2020 → Present

Jpmorgan Chase Bank Na

New York, NY
05/2019 → 08/2019

Jpmorgan Chase

New York, NY
05/2018 → 08/2018

Btg Pactual

Sao Paulo
05/2017 → 07/2017

Btg Pactual

Sao Paulo
08/2016 → 05/2020

Purdue University

West Lafayette, IN
01/2017 → 10/2017

Purdue University

West Lafayette, IN
06/2020 → 06/2020

Unemployed

West Lafayette, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-28
S63	Uniform Securities Agent State Law Examination	2020-08-24

S65 Uniform Investment Adviser Law Examination

2025-07-28
S63 Uniform Securities Agent State Law Examination

2020-08-24

View on SEC IAPD

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