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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-11-01 |
| TX | RA | APPROVED | 2023-11-01 |
Branch Locations
1941 Gadsden Hwy # 2, Birmingham, AL 35235 • United States
2400 S Mckenzie St, Foley, AL 36535 • United States
2401 Crossplex Blvd Ste 109, Birmingham, AL 35208 • United States
4651 Highway 280, Birmingham, AL 35242 • United States
185 N College St, Auburn, AL 36830 • United States
3748 Lorna Rd, Hoover, AL 35216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Birmingham | AL | 01/2020 | 10/2023 |
| Mml Investors Services, Llc | Birmingham | AL | 07/2020 | 10/2023 |
| Colonial Life | Hoover | AL | 01/2018 | 01/2020 |
| Neuroworx Diagnostics Llc | Calera | AL | 09/2015 | 01/2018 |
| J.P. Morgan Securities Llc | Birmingham | AL | 10/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Birmingham | AL | 10/2023 | Present |
| The Piedmont Group | Birmingham | AL | 01/2020 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-31 |
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