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17 Cowboys Way Ste 250, Frisco, TX 75034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-04-21 |
Branch Locations
17 Cowboys Way Ste 250, Frisco, TX 75034 • United States
17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tectonic Advisors | Dallas | TX | 02/2006 | Present |
| Cain, Watters & Associates, Llc | Frisco | TX | 01/2006 | Present |
| Tectonic Securities | Plano | TX | 11/2015 | 12/2016 |
| Sanders Morris Harris Llc | Houston | TX | 07/2017 | Present |
Mr. Lyons is separately registered as an Investment Adviser Representative of Cain, Watters & Associates, LLC, an affiliated investment adviser registered with the Securities and Exchange Commission. Mr. Lyons spends a negligible amount of time in his capacities at Cain, Watters & Associates, LLC. Mr. Lyons is also separately registered as a Financial and Operations Principal (FinOp) with Sanders Morris Harris, ("SMH"), a registered broker-dealer, and a member of the Financial Industry Regulatory Authority ("FINRA") and the Securities Investor Protection Corporation ("SIPC"). Mr. Lyons spends approximately 10% of his time on his FinOp duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-31 |
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