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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
  • TX RA
    APPROVED
    Since 2022-02-16

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 09/2020 04/2021
Michigan Department Of Health And Human Services Lansing MI 01/2014 09/2020
Metroplex Christian Hockey Association Allen TX 06/2013 12/2022
Cleary University Howell MI 09/2017 08/2019
Fidelity Brokerage Services Llc Westlake TX 10/2020 04/2021
J.P. Morgan Securities Llc Denton TX 05/2021 01/2022
Jpmorgan Chase Bank, N.A. Denton TX 05/2021 01/2022
Prospera Financial Services Inc Dallas TX 01/2022 Present
  • 09/2020 → 04/2021
    Fidelity Investments
    Westlake, TX
  • 01/2014 → 09/2020
    Michigan Department Of Health And Human Services
    Lansing, MI
  • 06/2013 → 12/2022
    Metroplex Christian Hockey Association
    Allen, TX
  • 09/2017 → 08/2019
    Cleary University
    Howell, MI
  • 10/2020 → 04/2021
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 05/2021 → 01/2022
    J.P. Morgan Securities Llc
    Denton, TX
  • 05/2021 → 01/2022
    Jpmorgan Chase Bank, N.A.
    Denton, TX
  • 01/2022 → Present
    Dallas, TX
Other Businesses

PSE Wealth Management; Investment Related - Yes; 5429 LBJ Freeway, Suite 750, Dallas, TX 75240; DBA for offering financial services; Financial Advisor; 7/2025; 160 hours per month; 160 hours per month during trading hours; providing financial planning and investment-related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-08
S63 Uniform Securities Agent State Law Examination 2021-01-22
  • S65 Uniform Investment Adviser Law Examination
    2022-02-08
  • S63 Uniform Securities Agent State Law Examination
    2021-01-22
Other Names
  • Jimmy Gary Mueller
  • James Mueller
  • James Gary Mueller

View on SEC IAPD

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