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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-04-22 |
Branch Locations
900 S. Shackleford Rd., Suite 605, Little Rock, AR 72211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Daril Lawn Mowing | Little Rock | AR | 05/2010 | 05/2017 |
| Wellington Pool | Little Rock | AR | 05/2017 | 08/2017 |
| Little Rock Christian Academy | Little Rock | AR | 08/2017 | 05/2018 |
| St. Charles Pool | Little Rock | AR | 05/2018 | 08/2018 |
| University Of Arkansas | Fayetteville | AR | 08/2018 | 05/2022 |
| Catering Unlimited | Fayetteville | AR | 08/2019 | 12/2019 |
| Lpl | Conway | AR | 06/2022 | Present |
| Independent Advisor Alliance | Charlotte | NC | 10/2022 | Present |
1-06/2022 / AdvisorOnline (powered by GenWealth) / DBA for LPL Business (entity for LPL business) / Investment Related / Bryant, AR 2- 06/2022 / GenWealth Financial Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / Bryant, AR 3- 04/05/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 40 Hours Per Month/ During Trading - I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 04/10/2024 - GenWealth Financial Advisors - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 40 Hours Per Month/ During Trading - I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 04/10/2024 - Independent Advisor Alliance: DBA: Spark - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 40 Hours Per Month/ During Trading - I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6- 04/17/2024 - Spark - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 40 Hours Per Month/ 40 Hours During Trading 7. 01/22/2025- Sage Insurance Partners- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/17/2025- 4 Hours Per Month- 4 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-11 |
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