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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-04-22
  • AR RA
    APPROVED
    Since 2024-04-22

Branch Locations

900 S. Shackleford Rd., Suite 605, Little Rock, AR 72211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daril Lawn Mowing Little Rock AR 05/2010 05/2017
Wellington Pool Little Rock AR 05/2017 08/2017
Little Rock Christian Academy Little Rock AR 08/2017 05/2018
St. Charles Pool Little Rock AR 05/2018 08/2018
University Of Arkansas Fayetteville AR 08/2018 05/2022
Catering Unlimited Fayetteville AR 08/2019 12/2019
Lpl Conway AR 06/2022 Present
Independent Advisor Alliance Charlotte NC 10/2022 Present
  • 05/2010 → 05/2017
    Daril Lawn Mowing
    Little Rock, AR
  • 05/2017 → 08/2017
    Wellington Pool
    Little Rock, AR
  • 08/2017 → 05/2018
    Little Rock Christian Academy
    Little Rock, AR
  • 05/2018 → 08/2018
    St. Charles Pool
    Little Rock, AR
  • 08/2018 → 05/2022
    University Of Arkansas
    Fayetteville, AR
  • 08/2019 → 12/2019
    Catering Unlimited
    Fayetteville, AR
  • 06/2022 → Present
    Lpl
    Conway, AR
  • 10/2022 → Present
    Independent Advisor Alliance
    Charlotte, NC
Other Businesses

1-06/2022 / AdvisorOnline (powered by GenWealth) / DBA for LPL Business (entity for LPL business) / Investment Related / Bryant, AR 2- 06/2022 / GenWealth Financial Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / Bryant, AR 3- 04/05/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 40 Hours Per Month/ During Trading - I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 04/10/2024 - GenWealth Financial Advisors - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 40 Hours Per Month/ During Trading - I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 04/10/2024 - Independent Advisor Alliance: DBA: Spark - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 40 Hours Per Month/ During Trading - I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6- 04/17/2024 - Spark - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 40 Hours Per Month/ 40 Hours During Trading 7. 01/22/2025- Sage Insurance Partners- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/17/2025- 4 Hours Per Month- 4 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-07
S63 Uniform Securities Agent State Law Examination 2023-10-11
  • S65 Uniform Investment Adviser Law Examination
    2023-12-07
  • S63 Uniform Securities Agent State Law Examination
    2023-10-11

View on SEC IAPD

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