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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-11
CA RA APPROVED 2020-06-17
  • TX RA
    APPROVED
    Since 2020-09-11
  • CA RA
    APPROVED
    Since 2020-06-17

Branch Locations

1100 W, Shaw Ave Suite 138, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Fresno CA 06/2020 Present
World Financial Group, Inc. Fresno CA 02/2015 Present
Dm International Hanford CA 08/2015 Present
Rental Property Owner Hanford CA 07/2022 Present
Kings County Sheriffs Office Hanford CA 01/2025 Present
  • 06/2020 → Present
    Transamerica Financial Advisors, Inc
    Fresno, CA
  • 02/2015 → Present
    World Financial Group, Inc.
    Fresno, CA
  • 08/2015 → Present
    Dm International
    Hanford, CA
  • 07/2022 → Present
    Rental Property Owner
    Hanford, CA
  • 01/2025 → Present
    Kings County Sheriffs Office
    Hanford, CA
Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Rental Property Owner / 0722-Present / Investment Related: No / 1602 Acres Way Hanford, CA 93230 / Owner / Rental Property / Hrs. Work Monthly: 1 / Sec Trading Hrs: 0 / rent collection DM INTERNATIONAL/Investment Related - No/1602 Acres way Hanford CA 93230 /Trucking company, I just over see the OBA/Owner/08.2015/4/1/Managing/oversee KINGS COUNTY SHERIFFS OFFICE POSITION: Detentions Deputy I NATURE: Detentions Deputy INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 2 START DATE: 01/21/2025 ADDRESS: 1550 Kings County Drive, Hanford CA 93230, United States DESCRIPTION: My usual activities are to work inside the kings County prison as a Detentions Deputy. My responsibilities are to check on the inmates make sure they are being fed & takeing care of their safety.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-28
S65 Uniform Investment Adviser Law Examination 2020-05-23
  • S63 Uniform Securities Agent State Law Examination
    2020-08-28
  • S65 Uniform Investment Adviser Law Examination
    2020-05-23

View on SEC IAPD

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