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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-01 |
| TX | RA | APPROVED | 2022-09-01 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 07/2022 | Present |
| Unemployed | Commerce Twp | MI | 07/2012 | 04/2017 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 06/2021 | 08/2021 |
| Peninsula Private Bank Of Raymond James | Birmingham | MI | 06/2020 | 08/2020 |
| Wall Colmonoy | Madison Heights | MI | 10/2019 | 07/2020 |
| Riverbank Golf Course | South Lyon | MI | 05/2018 | 08/2018 |
| Cattails Golf Course | South Lyon | MI | 05/2017 | 08/2017 |
| University Of Michigan | Detroit | MI | 09/2018 | 04/2022 |
| Raymond James Financial | St. Petersburg | FL | 07/2020 | 08/2020 |
| Unemployed | Commerce Twp | MI | 09/2017 | 04/2018 |
| Unemployed | Commerce Twp | MI | 05/2022 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-01 |
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