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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-11 |
Branch Locations
1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Chicago | IL | 05/2024 | Present |
| Unemployed | Chicago | IL | 06/2023 | 05/2024 |
| Indiana University | Bloomington | IN | 08/2019 | 05/2023 |
| Zero Extreme | Milan | 05/2022 | 08/2022 | |
| Ubs Financial Services Inc. | Chicago | IL | 06/2020 | 08/2020 |
| Ubs Financial Services Inc. | Chicago | IL | 06/2021 | 08/2021 |
| Hinsdale Central Highschool | Hinsdale | IL | 08/2015 | 06/2019 |
| Oakbrook Golf Club | Oakbrook | IL | 05/2017 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-10 |
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