Quinn Charles Davis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 01/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 07/2020 → 12/2022
  Thrivent Advisor Network Dba 49 Financial
  Rogers, AR
• 08/2017 → 05/2020
  University Of Arkansas
  Fayetteville, AR
• 08/2019 → 05/2020
  University Of Arkansas
  Fayetteville, AR
• 01/2019 → 05/2019
  University Of Arkansas
  Fayetteville, AR
• 05/2017 → 08/2017
  Shady Oaks Country Club
  Westworth Village, TX
• 05/2018 → 08/2018
  Shady Oaks Country Club
  Westworth Village, TX
• 05/2016 → 05/2017
  Fish Creek
  Willow Park, TX
• 08/2012 → 05/2017
  Aledo School District
  Aledo, TX
• 05/2020 → 07/2020
  Unemployed
  Dallas, TX
• 01/2023 → 04/2024
  49 Wealth Management Llc
  Austin, TX
• 04/2024 → Present
  Lpl Financial Llc
  Fort Worth, TX

Previous Registrations

• 2023-01-11 → 2024-05-08
  49 Financial
  Rogers, AR
  Austin, TX

Other Businesses

1) 03/19/2024 - River Front Capital Strategies - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2. 04/15/2025 - none - Not Investment Related - Other - Non-Securities related e-commerce - Dallas, Tx 75206 - Start Date: 04/25/2025 - Retail online sales via Ebay - 30 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-07-27
• S63 Uniform Securities Agent State Law Examination
  2020-05-23