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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-15
  • OH RA
    APPROVED
    Since 2023-08-15

Branch Locations

3150 Dustin Rd. Suite 2, Oregon, OH 43616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 06/2020 Present
Cambridge Investment Research Inc. Fairfield IA 07/2022 Present
Nagoya Japanese Steakhouse Perrysburg OH 06/2016 12/2018
Basil Pizza & Wine Bar Perrysburg OH 12/2018 01/2021
Miami University Oxford OH 07/2018 05/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2023 Present
  • 06/2020 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 07/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 06/2016 → 12/2018
    Nagoya Japanese Steakhouse
    Perrysburg, OH
  • 12/2018 → 01/2021
    Basil Pizza & Wine Bar
    Perrysburg, OH
  • 07/2018 → 05/2022
    Miami University
    Oxford, OH
  • 08/2023 → Present
    Fairfield, IA
Other Businesses

1) SD CAPITAL, 3150 Dustin Rd, Ste 2, Oregon OH 43616, 08/2023, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING, 08/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-27
  • S66 Uniform Combined State Law Examination
    2023-05-27

View on SEC IAPD

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