Shawn R Block

Current Employers

Briggs Financial Inc.

Round Lake Beach, IL • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-09-25
IL	RA	APPROVED	2020-08-24

WA RA
APPROVED

Since 2025-09-25
IL RA
APPROVED

Since 2020-08-24

Branch Locations

Round Lake Beach, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Medieval Times	Schaumburg	IL	09/2007	Present

09/2007 → Present

Medieval Times

Schaumburg, IL

Other Businesses

AM CURRENTLY ALSO EMPLOYED AS A PERFORMER/EMCEE FOR MEDIEVAL TIMES, LOCATED AT 2001 N. ROSELLE RD, SCHAUMBURG IL 60195. IT IS NOT INVESTMENT-RELATED, ITS IN THE ENTERTAINMENT AND HOSPITALITY BUSNESS. I STARTED SEPTEMBER OF 2007 AND NOW WORK APPROXIMATELY 10 HOURS/WK BUT NOT DURING SECURITIES TRADING HOURS. DUTIES INCLUDE ACTING/PERFORMING IN THE SHOWS, AS WELL AS MEDIA, MARKETING, AND SPECIAL EVENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-08-24

S65 Uniform Investment Adviser Law Examination

2020-08-24