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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
21701 Hawthorne Blvd, Torrance, CA 90503-7001 • United States
Anaheim, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| La Brea Bakery | Anaheim | CA | 03/2013 | 04/2020 |
| Fidelity | Torrance | CA | 06/2020 | Present |
| Olive Garden | Cerritos | CA | 10/2016 | 01/2017 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-22 |
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