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Inactive

Li Ma

Annova LLC

Wilmington, DE

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Current Employers
Annova Llc

1000 N. West Street Suite 1200, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-30
PA RA APPROVED 2020-10-13
DE RA APPROVED 2020-10-02
  • TX RA
    APPROVED_RES
    Since 2023-03-30
  • PA RA
    APPROVED
    Since 2020-10-13
  • DE RA
    APPROVED
    Since 2020-10-02

Branch Locations

1000 N. West Street Suite 1200, Wilmington, DE 19801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annova Llc Wilmington DE 01/2020 Present
Axalta Coating Systems Llc Philadelphia PA 02/2013 12/2019
  • 01/2020 → Present
    Annova Llc
    Wilmington, DE
  • 02/2013 → 12/2019
    Axalta Coating Systems Llc
    Philadelphia, PA
Other Businesses

Li is an independent life insurance agent licensed to serve residents in California, Delaware, Florida, and Pennsylvania. The license was effective on Feb 13, 2020. Li may recommend annuities or life insurance to clients when assisting them in executing their financial plans.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-07
  • S65 Uniform Investment Adviser Law Examination
    2020-06-07

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

More in Wilmington, DE

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