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2725 Colonial Ave, Erie, PA 16506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-08 |
| FL | RA | APPROVED | 2020-07-30 |
| NC | RA | APPROVED | 2020-01-03 |
Branch Locations
3838 Tamiami Trail North Suite 100, Naples, FL 34103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 02/2014 | 12/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2019 | 10/2020 |
| Hbks Wealth Advisors | Naples | FL | 12/2018 | Present |
| Hbk Sorce Insurance Llc | Naples | FL | 03/2019 | Present |
1. HBK Sorce Insurance; Insurance Agent; 6603 Summit Dr, Canfield, OH 44406; Investment Related; 03/2019; 5 hrs/mo/ 5 hrs/mo during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-22 |
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