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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-06 |
| IN | RA | APPROVED | 2026-02-10 |
| GA | RA | APPROVED | 2025-08-18 |
| MO | RA | APPROVED | 2025-07-30 |
| MD | RA | APPROVED | 2025-07-07 |
| OR | RA | APPROVED | 2025-06-04 |
| VA | RA | APPROVED | 2024-12-18 |
| CA | RA | APPROVED | 2024-05-31 |
| NC | RA | APPROVED | 2023-05-01 |
| KS | RA | APPROVED | 2022-11-21 |
| FL | RA | APPROVED | 2022-07-01 |
| MI | RA | APPROVED | 2022-06-16 |
| TX | RA | APPROVED | 2022-06-16 |
Branch Locations
10801-1 N. Mopac Expressway Suite 350, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Austin | TX | 02/2021 | 12/2021 |
| Oneamerica Securities | Austin | TX | 06/2021 | 12/2021 |
| Clifford Power Systems | Austin | TX | 10/2013 | 07/2017 |
| Unemployed | Austin | TX | 07/2017 | 10/2017 |
| The Heritage At Hunter's Chase | Austin | TX | 10/2017 | 02/2018 |
| Lowe's Home Improvement | Austin | TX | 02/2018 | 02/2019 |
| Youth Advocate Programs | Round Rock | TX | 02/2019 | 05/2019 |
| Window World | Austin | TX | 05/2019 | 11/2019 |
| Spectrum Retirement Communities | Cedar Park | TX | 11/2019 | 09/2021 |
| Renaissance Austin Senior Living | Austin | TX | 09/2021 | 06/2022 |
| Guardian Life Insurance Company | Austin | TX | 01/2022 | Present |
| Park Avenue Securities | Austin | TX | 02/2022 | Present |
| Guardian Life Insurance Company | Austin | TX | 06/2024 | Present |
| Park Avenue Securities | Austin | TX | 06/2024 | Present |
1) Successor Trustee for Burnett M Hersey II Revocable Trust Agreement, (Father), Start: 08/21/2014, Address: NA, 0 total hours per month No annual compensation, Investment related, 2) Durable Power of Attorney for Burnett M Hersey II, (Father), Start: 12/20/2016, Address: NA, 0 total hours per month No annual compensation, Investment related, 3) Vice President, Austin Spartans Alumni Club, Start: 10/01/2024, Address: Virtual Meetings, 5 total hours per month, 0 during securities trading hours, No annual compensation, Not investment related, 4) BNI Executive Referrals, Membership Committee, Start: 10/02/2024, Address: 3900 E Palm Valley Blvd, Round Rock, TX 78665, 6 total hours per month, 6 during securities trading hours, No annual compensation, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-06-09 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-06 |
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