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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2011-06-03
  • OK RA
    APPROVED
    Since 2011-06-03

Branch Locations

4940 S. Columbia Ave., Tulsa, OK 74105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Tulsa OK 06/2011 Present
Previous Registrations
Other Businesses

EB COLUMBIA, LLC, INVT RELATED, TULSA, OK, 5% OWNERSHIP , START 4/1/2021, 1 HR PER MONTH, 1 HR DURING TRADING, LLC TO HOUSE BUILDING FOR FINET PRACTICE. EAGLETON BROWN INVESTMENT GROUP, LLC, INVT RELATED, TULSA, OK, 0% OWNERSHIP/AUTHORIZED SIGNER , START 6/1/2021, 1 HR PER MONTH, 1 HR DURING TRADING, LLC TO EXPENSES FOR FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-21
  • S66 Uniform Combined State Law Examination
    2006-03-21
Designations
Other Names
  • Mindy Michelle Tanner
  • Mindy Michelle Brown

View on SEC IAPD

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