Best Investors Account Sign in

Alyson Mandato

Cetera Investment Advisers LLC

Manalapan, NJ

CRD 7266558

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-01
  • NJ RA
    APPROVED
    Since 2025-10-01

Branch Locations

198 U.S Hwy 9 North 198 U.S Hwy 9 North, Manalapan, NJ 07726 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of South Carolina Columbia SC 08/2010 Present
Two River Community Bank Tinton Falls NJ 04/2019 09/2019
King Financial Network Manalapan NJ 09/2025 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2010 → Present
    University Of South Carolina
    Columbia, SC
  • 04/2019 → 09/2019
    Two River Community Bank
    Tinton Falls, NJ
  • 09/2025 → Present
    King Financial Network
    Manalapan, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: KING FINANCIAL NETWORK; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MARKETING DBA NAME; START DATE: 05/2020; POSITION/TITLE/RELATIONSHIP: WEALTH MANAGEMENT ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PREPARES LEAD ADVISORS FOR CLIENT MEETINGS. RUNS PERFORMANCE, ALLOCATION, PORTFOLIO REPORTS THAT ARE PRESENTED OR EMAILED TO CLIENTS. UPDATES CLIENT'S NET WORTH STATEMENTS, MANAGES CRM NOTES, COMPLETES FOLLOW UP TASKS RELATED TO CLIENTS PLANNING NEEDS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-24
  • S66 Uniform Combined State Law Examination
    2020-11-24

View on SEC IAPD

More in Manalapan, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor