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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-01 |
Branch Locations
198 U.S Hwy 9 North 198 U.S Hwy 9 North, Manalapan, NJ 07726 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of South Carolina | Columbia | SC | 08/2010 | Present |
| Two River Community Bank | Tinton Falls | NJ | 04/2019 | 09/2019 |
| King Financial Network | Manalapan | NJ | 09/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1. NAME OF OTHER BUSINESS: KING FINANCIAL NETWORK; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MARKETING DBA NAME; START DATE: 05/2020; POSITION/TITLE/RELATIONSHIP: WEALTH MANAGEMENT ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PREPARES LEAD ADVISORS FOR CLIENT MEETINGS. RUNS PERFORMANCE, ALLOCATION, PORTFOLIO REPORTS THAT ARE PRESENTED OR EMAILED TO CLIENTS. UPDATES CLIENT'S NET WORTH STATEMENTS, MANAGES CRM NOTES, COMPLETES FOLLOW UP TASKS RELATED TO CLIENTS PLANNING NEEDS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-24 |
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