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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-06 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Austin | TX | 06/2020 | 06/2021 |
| White House Internship Program | Washington | DC | 08/2018 | 12/2018 |
| Lippo Group - Pun Hlaing Siloam International Hospital | Yangon | 05/2018 | 07/2018 | |
| Utsa Department Of Philosophy And Classics | San Antonio | TX | 08/2015 | 05/2018 |
| University Of Texas At San Antonio | San Antonio | TX | 08/2015 | 05/2019 |
| University Of Texas At Austin | Austin | TX | 05/2019 | 06/2020 |
| Goldman Sachs | New York | NY | 06/2021 | 04/2022 |
| Morgan Stanley | Dallas | TX | 12/2022 | 01/2025 |
| Unemployed | Austin | TX | 05/2022 | 11/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | 01/2025 |
| Fisher Investments | Plano | TX | 01/2025 | Present |
*563958- IClips Salon; Investment related -No; Austin, Texas; Hair Salon; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 0; After business hours: 30; Administrative *571172 - Rental Property ; Investment related - Yes ; Bastrop, Texas ; Real Estate ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent) ; 10/2023 ; During business hours : 0 ; After business hours : 4 ; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-19 |
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