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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services Llc | North Richland Hills | TX | 06/2020 | 03/2022 |
| Premier Technical Services Corporation | Luray | VA | 06/2019 | 06/2020 |
| Hinduja Global Solutions | El Paso | TX | 01/2019 | 06/2019 |
| Conduent | El Paso | TX | 11/2017 | 01/2019 |
| Apogee Retail Llc | El Paso | TX | 05/2016 | 11/2017 |
| Empower Retirement | North Richland Hills | TX | 04/2022 | 12/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 12/2022 | 03/2026 |
| Charles Schwab Trust Bank | Westlake | TX | 03/2026 | Present |
| Charles Schwab & Co., Inc. | Westlake | TX | 03/2026 | Present |
1) Big Girl Pretty Gang LLC | Investment Related:No|Other|Owner|7/5/2023|Less than 20|0|As the sole owner & managing member of the LLC, I oversee all event coordination from start to finish this includes managing communication with vendors scheduling and coordinating back office operations handling all administrative tasks and ensuring that all appointments and logistics runs smoothly essentially I act as a central point of all operational and event related aspects of the business., 2) Instacart | Investment Related:No|Personal/Household Services|Independent Contractor - Instacart Shopper|7/6/2026|Less than 20|0|As a personal Instacart Shopper, I am sent grocery list's for people who need items shopped & delivered to their home.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-10 |
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