Best Investors Account Sign in

Griffin Bowes

First Trust Advisors LP

Wheaton, IL

Madison, WI

Claim This Profile
Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-09-01
  • IL RA
    APPROVED
    Since 2020-09-01

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Madison, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Companies Grand Rapids MI 05/2017 08/2017
Watermark Properties Wheaton IL 04/2018 12/2019
First Trust Portfolios L.P. Wheaton IL 01/2020 03/2020
First Trust Portfolios L.P. Wheaton IL 06/2020 Present
Wheaton College Wheaton IL 08/2016 05/2020
First Trust Advisors L.P. Wheaton IL 08/2020 Present
  • 05/2017 → 08/2017
    First Companies
    Grand Rapids, MI
  • 04/2018 → 12/2019
    Watermark Properties
    Wheaton, IL
  • 01/2020 → 03/2020
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2020 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2016 → 05/2020
    Wheaton College
    Wheaton, IL
  • 08/2020 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-01
  • S66 Uniform Combined State Law Examination
    2020-09-01

View on SEC IAPD

Other Firms

BOOSTER ASSET MANAGEMENT, LLC
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE ASSET MANAGEMENT, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
MONETTA FINANCIAL SERVICES INC

Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

More in Wheaton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor