David H Nitta

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 02/2019
  Northwestern Mutual Life Insurance Company
  Reston, VA
• 01/2005 → 02/2019
  Northwestern Mutual Investment Services, Llc
  Reston, VA
• 03/2010 → 02/2019
  Northwestern Mutual Investment Services, Llc
  Mclean, VA
• 05/2010 → 02/2019
  Nothwestern Mutual Wealth Management Company
  Reston, VA
• 02/2019 → 06/2023
  Massmutual Life Insurance Co
  Vienna, VA
• 02/2019 → 06/2023
  Mml Investors Services, Llc
  Vienna, VA
• 06/2023 → Present
  Lpl Financial
  Mclean, VA

Previous Registrations

• 2019-02-26 → 2023-06-08
  Mml Investors Services, Llc
  Mclean, VA
• 2007-01-12 → 2016-09-14
  Northwestern Mutual Investment Services, Llc
  Fresno, CA
  Fresno, CA
  Reston, VA
  Fresno, CA
  Mc Lean, VA
  Fresno, CA

Other Businesses

1) 5/26/2023- David Nitta Financial -Non-Variable Insurance - Agent selling Term, whole life, long term care, disability - Inv. Related- McLean, VA - start date 7/12/2005- 16hrs/mth 2) 5/26/2023- Advisorlink - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)- start date 6/7/2023- 160hrs/mth 3) 5/26/2023- Loudoun County Public Schools - Assistant Football Coach -Non-Inv. Related- Leesburg, VA - start date 2/5/2019 - 50hrs/mth 4) 06/13/2023 - Tomi Wealth Management by AdvisorLink - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/07/2023 - 0 Hours Per Month/ During Securities Trading 5) 06/09/2026 - Summit Ridge Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/28/2026 - 80 hours per month/ during trading 6) 06/09/2026 - Highcrest Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Mc Lean, VA- Start Date 06/29/2026 - 80 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-02-21
• S66 Uniform Combined State Law Examination
  2006-11-20
• S63 Uniform Securities Agent State Law Examination
  2005-02-07