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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-05-01 |
| NC | RA | APPROVED | 2024-05-01 |
| TX | RA | APPROVED | 2024-05-01 |
Branch Locations
Indianapolis, IN • United States
8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 06/2020 | 05/2024 |
| Association Of Tennis Professionals | Bloomington | IN | 06/2017 | 05/2019 |
| Indiana University - Kelley School Of Business | Bloomington | IN | 06/2019 | 05/2020 |
| University Of North Carolina - Chapel Hill | Chapel Hill | NC | 08/2013 | 05/2017 |
| Bank Of America, N.A. | Indianapolis | IN | 02/2022 | 05/2024 |
| Ubs Financial Services, Inc | Indianapolis | IN | 05/2024 | Present |
I"994548", Name of OBA: Tennis coaching, Address: Indianapolis, Indiana, Investment Related: N, Position, Title: ["Consultant/Independent Contractor"], Employee Start Date: 9/14/2022, No Hours: 2, Weekly, No Hours during trading: 0, Duties: Once/twice a week tennis coaching on nights and/or weekend I*1199249 For profit or not for profit: Entity Charitable Name of outside business organization: United States Tennis Association Midwest Section Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 2/27/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I am on the investment committee to the Board of Directors on the United States Tennis Association Midwest Section (a 501c4 non-profit_. There are meetings virtual once a quarter and an in person meeting once a year. The responsibility is to discuss which direction the money for the section should be allocated and help oversee those who are doing it on a day to day basis I*1415252 For profit or not for profit: Entity For Profit Name of outside business organization: Park Tudor High School Investment related: N Address of business: Indianapolis, Indiana, 46240, United States Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 8/1/2023 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Assistant Boys Tennis Coach, Assistant Boys High School Tennis Coach Jewish Community Center,United States,NoAssociation (e.g. Trade or Industry, Sport),Sport & Leisure Facilities,Tennis coaching,Tennis coach 1 or 2 hrs a weekTennis coach 1 or 2 hrs a week17Start date -11/10/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-30 |
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