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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-05-01
NC RA APPROVED 2024-05-01
TX RA APPROVED 2024-05-01
  • IN RA
    APPROVED
    Since 2024-05-01
  • NC RA
    APPROVED
    Since 2024-05-01
  • TX RA
    APPROVED
    Since 2024-05-01

Branch Locations

Indianapolis, IN • United States

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 06/2020 05/2024
Association Of Tennis Professionals Bloomington IN 06/2017 05/2019
Indiana University - Kelley School Of Business Bloomington IN 06/2019 05/2020
University Of North Carolina - Chapel Hill Chapel Hill NC 08/2013 05/2017
Bank Of America, N.A. Indianapolis IN 02/2022 05/2024
Ubs Financial Services, Inc Indianapolis IN 05/2024 Present
  • 06/2020 → 05/2024
    Indianapolis, IN
  • 06/2017 → 05/2019
    Association Of Tennis Professionals
    Bloomington, IN
  • 06/2019 → 05/2020
    Indiana University - Kelley School Of Business
    Bloomington, IN
  • 08/2013 → 05/2017
    University Of North Carolina - Chapel Hill
    Chapel Hill, NC
  • 02/2022 → 05/2024
    Bank Of America, N.A.
    Indianapolis, IN
  • 05/2024 → Present
    Indianapolis, IN
Previous Registrations
Other Businesses

I"994548", Name of OBA: Tennis coaching, Address: Indianapolis, Indiana, Investment Related: N, Position, Title: ["Consultant/Independent Contractor"], Employee Start Date: 9/14/2022, No Hours: 2, Weekly, No Hours during trading: 0, Duties: Once/twice a week tennis coaching on nights and/or weekend I*1199249 For profit or not for profit: Entity Charitable Name of outside business organization: United States Tennis Association Midwest Section Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 2/27/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I am on the investment committee to the Board of Directors on the United States Tennis Association Midwest Section (a 501c4 non-profit_. There are meetings virtual once a quarter and an in person meeting once a year. The responsibility is to discuss which direction the money for the section should be allocated and help oversee those who are doing it on a day to day basis I*1415252 For profit or not for profit: Entity For Profit Name of outside business organization: Park Tudor High School Investment related: N Address of business: Indianapolis, Indiana, 46240, United States Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 8/1/2023 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Assistant Boys Tennis Coach, Assistant Boys High School Tennis Coach Jewish Community Center,United States,NoAssociation (e.g. Trade or Industry, Sport),Sport & Leisure Facilities,Tennis coaching,Tennis coach 1 or 2 hrs a weekTennis coach 1 or 2 hrs a week17Start date -11/10/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-30
  • S66 Uniform Combined State Law Examination
    2020-09-30
Other Names
  • Ronald Schneider

View on SEC IAPD

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