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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-07 |
| CA | RA | APPROVED | 2025-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eco Windows | Sparks | NV | 07/2016 | 05/2020 |
| Fedex Express | Reno | NV | 06/2015 | 09/2016 |
| Lpl Financial Llc | San Jose | CA | 06/2020 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 11/2024 | Present |
| Big Creek Lumber | Watsonville | CA | 01/2024 | 11/2024 |
| Sunrun | San Jose | CA | 05/2022 | 01/2024 |
| Pacific Doorcraft | San Jose | CA | 02/2024 | 11/2024 |
| Adorable Bakery | Santa Cruz | CA | 07/2023 | 06/2024 |
| Koala Tree Services | Santa Cruz | CA | 01/2022 | 02/2022 |
| Bank Of America, N.A. | San Jose | CA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-02 |
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