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Justin Alan Klein

Klein Pavlis & Peasley Financial, Inc.

Irvine, CA

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Current Employers
Klein Pavlis & Peasley Financial, Inc.

4 Park Plaza, Ste. 1010, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-29
CA RA APPROVED 2005-01-10
  • TX RA
    APPROVED
    Since 2012-06-29
  • CA RA
    APPROVED
    Since 2005-01-10

Branch Locations

4 Park Plaza, Ste. 1010, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klein Pavlis & Peasley Dana Point CA 06/2003 Present
  • 06/2003 → Present
    Klein Pavlis & Peasley
    Dana Point, CA
Previous Registrations
  • 2005-01-10 → 2010-12-31
    Gerald Klein & Associates
    Dana Point, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-24
  • S65 Uniform Investment Adviser Law Examination
    2003-06-24

View on SEC IAPD

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