Nicholas Fon Leong

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Horsham, PA
• 06/2020 → 05/2022
  Bank Of America N.A.
  Horsham, PA
• 08/2016 → 05/2020
  Cabrini University
  Rador, PA
• 08/2019 → 04/2020
  St. Clair Cpa Solutions
  Conshohocken, PA
• 06/2019 → 08/2019
  Tsg Cabinets
  Edison, NJ
• 03/2019 → 04/2019
  St. Clair Cpa Solutions
  Conshohocken, PA
• 05/2018 → 08/2018
  Tsg Cabinets
  Edison, NJ
• 07/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Conshohocken, PA
• 02/2026 → Present
  Bank Of America, N.A.
  Conshohocken, PA

Previous Registrations

• 2020-09-28 → 2022-06-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
  Horsham, PA
  New York, NY
  Philadelphia, PA
  New York, NY
  Philadelphia, PA
  Conshohocken, PA

Exams

• S66 Uniform Combined State Law Examination
  2020-09-25

Other Names

• Nicholas Leong
• Nicholas Fon Leong