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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-26
AZ RA APPROVED 2013-07-12
  • TX RA
    APPROVED_RES
    Since 2024-04-26
  • AZ RA
    APPROVED
    Since 2013-07-12

Branch Locations

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Scottsdale AZ 06/2010 Present
Mml Investors Services Scottsdale AZ 11/2010 Present
  • 06/2010 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
  • 11/2010 → Present
    Mml Investors Services
    Scottsdale, AZ
Other Businesses

NAME: STACEY WISMAN INV REL: Y ADD: 523 E. Pasaro Dr, Phoenix, AZ, 85085 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE and HEALTH, P&C POSITION: AGENT START DATE: 07/01/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-12-13
  • S63 Uniform Securities Agent State Law Examination
    2010-12-13
Designations

View on SEC IAPD

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