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Madeleine Mae Thompson

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-23
WI RA APPROVED 2023-02-23
  • NC RA
    APPROVED
    Since 2023-02-23
  • WI RA
    APPROVED
    Since 2023-02-23

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Charlotte NC 06/2020 Present
University Of Alabama Tuscaloosa AL 08/2017 05/2021
Myers Park High School Charlotte NC 08/2009 06/2017
  • 06/2020 → Present
    Ubs Financial Services Inc
    Charlotte, NC
  • 08/2017 → 05/2021
    University Of Alabama
    Tuscaloosa, AL
  • 08/2009 → 06/2017
    Myers Park High School
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-23
  • S66 Uniform Combined State Law Examination
    2023-02-23
Other Names
  • Maddie Thompson

View on SEC IAPD

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