Caroline Dunn Packer

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2023-06-16
TX	RA	APPROVED	2020-11-24
CT	RA	APPROVED	2020-10-29

Branch Locations

100 Federal St Ci Business Controls, Boston, MA 02110 • United States

1 Financial Plaza, Providence, RI 02903 • United States

670 George Washington Hwy, Lincoln, RI 02865 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	06/2020	Present
Bank Of America, N.A.	Boston	MA	06/2020	Present
Conanicut Marine Services	Jamestown	RI	06/2013	12/2019
Durham Book Exchange	Durham	NH	08/2018	09/2019
American Eagle Outfitters	Kittery	ME	02/2019	04/2019
University Of New Hampshire	Durham	NH	08/2016	05/2020

06/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
06/2020 → Present

Bank Of America, N.A.

Boston, MA
06/2013 → 12/2019

Conanicut Marine Services

Jamestown, RI
08/2018 → 09/2019

Durham Book Exchange

Durham, NH
02/2019 → 04/2019

American Eagle Outfitters

Kittery, ME
08/2016 → 05/2020

University Of New Hampshire

Durham, NH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-27